FUND MANAGER COMPLIANCE BRIEFING 2019/2020
“What’s Enough? What’s Next?”
1 November 2019
From January to September 2019, about 60 financial regulations and updates have been issued. Many of these new rules may entail an operational revamp for fund managers - from policy revisions, workflow processes, staff training and to important notices to your clients.
With a surge in regulatory obligations, CEO-Fund Managers – as the key officers responsible for compliance – must wish to know:
Have we accounted for all the updates?
What implementations to apply to current policies and procedures?
What more in 2020?
How can we effectively allocate resources to our compliance function?
Especially in extremely volatile and challenging markets
Registration @ S$50 per pax
Complimentary for clients
(Refreshments will be provided)
Our clients and paying guests will receive a Certificate of Attendance.