FUND MANAGER COMPLIANCE BRIEFING 2020/2021

“What’s Enough? What’s Next?”

Mid-Year 2020

From January to December 2019, over 60 financial regulations and updates have been issued. Many of these new rules may entail an operational revamp for fund managers - from policy revisions, workflow processes, staff training and to important notices to your clients.

With a surge in regulatory obligations, CEO-Fund Managers – as the key officers responsible for compliance – must wish to know:

  • Have we accounted for all the updates?

  • What implementations to apply to current policies and procedures?

  • What more in 2021?

  • How can we effectively allocate resources to our compliance function?

Especially in extremely volatile and challenging markets

Fee:

Registration @ S$50 per pax

Complimentary for clients

(Refreshments will be provided)

Our clients and paying guests will receive a Certificate of Attendance.

In the midst of COVID-19, we regret that our seminar may be postponed and rescheduled.

Updates will be provided as appropriate and as soon as possible. 

Please contact us directly at client@capital-governance.com for any urgent assistance.

T +65 6336 3355 | F +65 6337 2197

24 Raffles Place,#07-03 Clifford Centre

048621 Singapore

©2018 by Capital Governance (S) Pte.Ltd.