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    FUND MANAGER COMPLIANCE BRIEFING 2019/2020

    “What’s Enough? What’s Next?”

    1 November 2019

    From January to September 2019, about 60 financial regulations and updates have been issued. Many of these new rules may entail an operational revamp for fund managers - from policy revisions, workflow processes, staff training and to important notices to your clients.

    With a surge in regulatory obligations, CEO-Fund Managers – as the key officers responsible for compliance – must wish to know:

    • Have we accounted for all the updates?

    • What implementations to apply to current policies and procedures?

    • What more in 2020?

    • How can we effectively allocate resources to our compliance function?

    Especially in extremely volatile and challenging markets

    Fee:

    Registration @ S$50 per pax

    Complimentary for clients

    (Refreshments will be provided)

    Our clients and paying guests will receive a Certificate of Attendance.

     

    Registrations are now closed.