FUND MANAGERS & LICENSED FINANCIAL ADVISORS COMPLIANCE BRIEFING 

“What’s Enough? What’s Next?”

 

2021

From January to December 2019, over 60 financial regulations and updates have been issued. Many of these new rules may entail an operational revamp for fund managers - from policy revisions, workflow processes, staff training and to important notices to your clients.

With a surge in regulatory obligations, CEO-Fund Managers – as the key officers responsible for compliance – must wish to know:

  • Have we accounted for all the updates?

  • What implementations to apply to current policies and procedures?

  • What more to expect moving forward?

  • How can we effectively allocate resources to our compliance function?

Especially in extremely volatile and challenging markets

Fee:

Registration @ S$50 per pax

Complimentary for clients

(Refreshments will be provided)

Our clients and paying guests will receive a Certificate of Attendance.

In the midst of COVID-19, we regret that this seminar will be postponed and rescheduled to 2021.

Updates will be provided as appropriate and as soon as possible. 

Please contact us directly at client@capital-governance.com for any urgent assistance.

T +65 6336 3355 | F +65 6337 2197

24 Raffles Place,#07-03 Clifford Centre

048621 Singapore

©2018 by Capital Governance (S) Pte.Ltd.