HOW WE CAN HELP

Our Regulatory & Compliance practice operates on a simple principle:

Regulations to Serve, not To Serve Regulations. 

 

This means our commitment to our clients is to understand and facilitate compliance with their regulatory universe - nothing less, nothing more.

 

Services:

  • Code Mapping

  • Compliance Design and Implementations

  • Policies & Documentations

  • Compliance Reviews

  • Remediations

  • Regulator Assist

  • Licensing Consultancy

  • Resourcing Compliance

  • Customised Training

 

Regulatory Expertise:

  • Securities & Futures Act

  • Code of Collective Investment Schemes

  • Financial Advisers Act

  • AML/CFT Laws

  • Personal Data Protection Act

  • Companies Act

  • Income Tax Act

 

Credentials:

  • 15 years Capital Markets experience in Asia in Institutional Equities, Investment Banking, Private Equity, Venture Capital

  • 10 years Capital Markets GRC in Singapore

T +65 6336 3355 | F +65 6337 2197

24 Raffles Place,#07-03 Clifford Centre

048621 Singapore

©2018 by Capital Governance (S) Pte.Ltd.