T +65 6336 3355 | F +65 6337 2197

24 Raffles Place,#07-03 Clifford Centre

048621 Singapore

©2018 by Capital Governance (S) Pte.Ltd.

    HOW WE CAN HELP

    Our Regulatory & Compliance practice operates on a simple principle:

    Regulations to Serve, not To Serve Regulations. 

     

    This means our commitment to our clients is to understand and facilitate compliance with their regulatory universe - nothing less, nothing more.

     

    Services:

    • Code Mapping

    • Compliance Design and Implementations

    • Policies & Documentations

    • Compliance Reviews

    • Remediations

    • Regulator Assist

    • Licensing Consultancy

    • Resourcing Compliance

    • Customised Training

     

    Regulatory Expertise:

    • Securities & Futures Act

    • Code of Collective Investment Schemes

    • Financial Advisers Act

    • AML/CFT Laws

    • Personal Data Protection Act

    • Companies Act

    • Income Tax Act

     

    Credentials:

    • 15 years Capital Markets experience in Asia in Institutional Equities, Investment Banking, Private Equity, Venture Capital

    • 10 years Capital Markets GRC in Singapore