HOW WE CAN HELP

Our Regulatory & Compliance practice operates on a simple principle:

Regulations to Serve, not To Serve Regulations. 

This means our commitment to our clients is to understand and facilitate compliance with their regulatory universe - nothing less, nothing more.

Services:

• Code Mapping

• Compliance Design and Implementations

• Policies & Documentations

• Compliance Reviews

• Remediations

• Regulator Assist

• Licensing Consultancy

• Resourcing Compliance

• Customised Training

Regulatory Expertise:

• Securities & Futures Act

• Code of Collective Investment Schemes

• Financial Advisers Act

• AML/CFT Laws

• Personal Data Protection Act

• Companies Act

• Income Tax Act

Credentials:

• 15 years Capital Markets experience in Asia in Institutional Equities, Investment Banking, Private Equity, Venture Capital

• 10 years Capital Markets GRC in Singapore