HOW WE CAN HELP
Our Regulatory & Compliance practice operates on a simple principle:
Regulations to Serve, not To Serve Regulations.
This means our commitment to our clients is to understand and facilitate compliance with their regulatory universe - nothing less, nothing more.
Services:
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Code Mapping
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Compliance Design and Implementations
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Policies & Documentations
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Compliance Reviews
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Remediations
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Regulator Assist
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Licensing Consultancy
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Resourcing Compliance
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Customised Training
Regulatory Expertise:
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Securities & Futures Act
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Code of Collective Investment Schemes
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Financial Advisers Act
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AML/CFT Laws
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Personal Data Protection Act
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Companies Act
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Income Tax Act
Credentials:
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15 years Capital Markets experience in Asia in Institutional Equities, Investment Banking, Private Equity, Venture Capital
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10 years Capital Markets GRC in Singapore