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Risk & Compliance Seminar 2021/2022

"BE RISK-RESILIENT"

 

 

 

 

 

 

 

 

 

 

 

 

 

 

In the midst of COVID-19, our training sessions will be held via an online platform.
 

CONTACT US

For all inquiries, please feel free to reach out via email at client@capital-governance.com or via phone at 6336 3355.

Description:

LICENSED FINANCIAL ADVISER - RISK & COMPLIANCE SEMINAR (2021/22)

 

WHY ATTEND?

  • Know the key risks impacting the industry

  • Understand the implications of new and impending regulations

  • Augment risk operations for business recovery in 2022

WHO SHOULD ATTEND?

  • LFA Management

  • LFA Representatives & Supervisors

  • LFA Compliance Officers

TOPICS:

  • Enforcement Actions

  • Personal Data Protection

  • Technology Risk Management

  • Disciplinary Action

  • Business Continuity Management

  • Complaints Handling & Resolutions

and more...

We look forward to see you. Save your seats now!

ADMISSION:

Complimentary for clients

Public rate $200* per person

(Promotional rate $50 for the first 50 public guests)

Organiser: Capital Governance (S) Pte Ltd

Note: Please register with your full professional details.

We reserve the right to shortlist the registrants.