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Risk & Compliance Seminar 2021/2022
"BE RISK-RESILIENT"
In the midst of COVID-19, our training sessions will be held via an online platform.
CONTACT US
For all inquiries, please feel free to reach out via email at client@capital-governance.com or via phone at 6336 3355.
Description:
LICENSED FINANCIAL ADVISER - RISK & COMPLIANCE SEMINAR (2021/22)
WHY ATTEND?
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Know the key risks impacting the industry
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Understand the implications of new and impending regulations
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Augment risk operations for business recovery in 2022
WHO SHOULD ATTEND?
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LFA Management
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LFA Representatives & Supervisors
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LFA Compliance Officers
TOPICS:
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Enforcement Actions
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Personal Data Protection
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Technology Risk Management
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Disciplinary Action
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Business Continuity Management
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Complaints Handling & Resolutions
and more...
We look forward to see you. Save your seats now!
ADMISSION:
Complimentary for clients
Public rate $200* per person
(Promotional rate $50 for the first 50 public guests)
Organiser: Capital Governance (S) Pte Ltd
Note: Please register with your full professional details.
We reserve the right to shortlist the registrants.